You may use this form if you wish to make a death distribution from a 403(b) account and you represent the Estate as beneficiary.

You may use this form if you wish to make a death distribution from a 403(b) account and you are a minor beneficiary.

You may use this form if you wish to make a death distribution from a 403(b) account and you are a non-spouse beneficiary.

You may use this form if you wish to make a death distribution from a 403(b) account and you are the spouse beneficiary.

You may use this form if you wish to make a death distribution from a 403(b) account and you are the ex-spouse beneficiary.

You may use this form if you wish to make a distribution from a 403(b) account using Power of Attorney.

You may use this form to request account authority and distribution as a Spouse due to divorce.

These instructions are for the situation in which the IRA account owner and the designated beneficiary are now deceased. The last deceased person’s appointed legal representative will be required to request the assets and provide the documentation necessary to process a distribution/transfer of the assets.

You may use this form if you wish to make a death distribution from an IRA account and you represent the Estate as beneficiary.

You may use this form if you wish to make a death distribution from an IRA account and you are a non-spouse beneficiary.

You may use this form if you wish to make a death distribution from an IRA account and you are the spouse beneficiary.

You may use this form if you wish to change the responsible party on a Coverdell ESA account.

This form can be used by the beneficiary of a Coverdell ESA to claim the assets if the responsible individual is deceased and the beneficiary is of age to serve as responsible individual.

You may use this form to request a distribution of Coverdell ESA account assets, or to transfer the assets to a new or existing account if the Responsible party is deceased and you are the parent or legal guardian of the beneficiary.

You may use this form if you wish to transfer a Coverdell ESA to another family member.

You may use this form for a UGMA/UTMA account when the custodian registered on the account is changing due to divorce, or custodian has resigned or been removed from their custodial duties.

You may use this form to request a distribution or to transfer to a new or existing account the assets held for a minor when the current custodian is deceased and you are the parent/legal guardian of the minor or have been appointed successor custodian.

You may use this form to request a distribution of the deceased minor’s account assets.

You may use this form when a minor has reached the age of majority to request account authority and/or redemption/transfer for an account registered as a UGMA/UTMA.

The current custodian may use this form to designate a Successor Custodian to an UGMA/UTMA Account.

You may use this form if you wish to make a distribution of assets from an account with a Conservator or Guardianship registration.

You may use this form if you wish to make a redemption of assets from an account registered as a corporation.

You may use this form if you wish to make a redemption/transfer of assets in an account registered to an Investment Club or Unincorporated Association.

You may use this form if you wish to make a distribution of assets from an account registered as a Religious Organization.

You may use this form if you wish to make a redemption of assets from an account registered as a Self Directed Retirement Plan or Third Party Administered (TPA).

You may use this form for PUERTO RICO ACCOUNTS ONLY, to request a distribution/transfer of the deceased shareholder’s account assets, unless you wish to transfer the assets to a new account. The husband or wife of the deceased shareholder cannot request the account be redeemed or transferred.

You may use this form if you wish to make a redemption of assets from an account registered in PUERTO RICO as Joint Tenants In Common and you represent the Estate as beneficiary.

You may use this form for PUERTO RICO ACCOUNTS ONLY, if you wish to make a redemption of assets from an account registered as a Self Directed Retirement Plan or Third Party Administered (TPA).

You may use this form to request a redemption or change of ownership for account assets awarded in a divorce that are not held in a Retirement Account.

You may use this form if you wish to make a redemption of assets from an account registered as Joint Tenants In Common.

You may use this form if you wish to make a redemption of assets from an account registered as Joint Tenants with Rights of Survivorship (JTWROS).

You may use this form if you wish to make a redemption/transfer of assets for a Power of Attorney.

You may use this form if you wish to make a redemption of assets related to a Transfer On Death Distribution/Transfer.

You may use this form if you wish to make a redemption of assets related to a death distribution.

You may use this form if you wish to make a redemption/transfer of assets due to the death of one or more trustee(s) listed in the Trust registration.

You may use this form if you wish to make a redemption/transfer of assets due to the resignation of one or more trustee(s) listed for the Trust.